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FRM最新公告
新版金融英語詞匯表（J-M）
*Terms commonly used in the Mainland
*內(nèi)地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
*內(nèi)地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
J
| 基本按金 | initial margin |
| 基本報(bào)價(jià)服務(wù) | Basic Market Prices Service |
| 基礎(chǔ)貨幣；基準(zhǔn)貨幣 | base currency |
| 基礎(chǔ)上市文件 | base listing document |
| 基礎(chǔ)投資者 | cornerstone investor |
| 基礎(chǔ)證券*；相關(guān)/指定證券 | underlying securities |
| 基點(diǎn) | basis point |
| 基建工程/項(xiàng)目 | infrastructure project |
| 基建融資促進(jìn)辦公室【金管局】 | Infrastructure Financing Facilitation Office (IFFO) 【HKMA】 |
| 基金份額持有人* | fund unit holder |
| 基金互認(rèn)安排 | mutual recognition of funds |
| 基金經(jīng)理 | fund manager |
| 基準(zhǔn)風(fēng)險(xiǎn)；基本風(fēng)險(xiǎn) | basis risk |
| 基準(zhǔn)股市指數(shù) | benchmark equity index |
| 基準(zhǔn)掉期 | basis swap |
| 基準(zhǔn)貨幣；基礎(chǔ)貨幣 | base currency |
| 基準(zhǔn)價(jià)格 | notation price |
| 基準(zhǔn)日 | base day |
| 基準(zhǔn)收益率曲線 | benchmark yield curve |
| 機(jī)構(gòu)風(fēng)險(xiǎn) | institutional risk |
| 機(jī)構(gòu)交易員組合系統(tǒng)【澳洲】 | Portfolio System for Institutional Traders (POSIT)【Australia】 |
| 機(jī)構(gòu)客戶 | institutional client |
| 機(jī)構(gòu)聯(lián)動(dòng) | Institute-Connect |
| 機(jī)構(gòu)投資者 | institutional investor |
| 機(jī)械理財(cái)顧問 | robo-advisor |
| 機(jī)械理財(cái)建議 | robo-advice |
| 稽核測(cè)試 | audit test |
| 稽核委員會(huì) | Audit Committee |
| 積欠款項(xiàng) | arrears |
| 極端波動(dòng)乘數(shù) | extreme move multiplier |
| 極端波動(dòng)覆蓋分?jǐn)?shù) | extreme move covered fraction |
| 極價(jià)內(nèi)期權(quán) | deep-in-the-money option |
| 極價(jià)外期權(quán) | deep-out-of-the-money option; tails |
| 集合報(bào)價(jià) | mass quote |
| 集合競(jìng)價(jià) | aggregate auction; call auction |
| 集體寬免 | class relief |
| 集體投資基金 | collective investment fund |
| 集體投資計(jì)劃 | collective investment scheme (CIS) |
| 集團(tuán)會(huì)計(jì) | corporate accounting |
| 集團(tuán)虧損稅務(wù)寬免 | group tax loss relief |
| 集團(tuán)內(nèi)部交易 | intra-group transaction |
| 集中持倉(cāng)量 | concentrated position |
| 集中風(fēng)險(xiǎn) | concentration risk |
| 集中風(fēng)險(xiǎn)調(diào)整 | concentration risk adjustment |
| 集資 | capital formation |
| 集資凈額 | net proceeds |
| 集資市場(chǎng) | primary market |
| 集資退休基金 | Pooled Retirement Fund |
| 即年合約 | front year contract |
| 即期定盤價(jià) | spot pricing |
| 即日?qǐng)?bào)價(jià) | intraday quotation |
| 即日差額繳款報(bào)告【中央結(jié)算系統(tǒng)】 | Intra-day Marks Collection Report 【CCASS】 |
| 即日拆借市場(chǎng) | intra-day money market |
| 即日額外按金 | intra-day margin |
| 即日回購(gòu)協(xié)議【銀行】 | intraday repurchase agreement 【banking】 |
| 即日流動(dòng)資金 | intraday liquidity |
| 即日買賣 | day trade |
| 即日盤/即日買賣盤；當(dāng)日有效盤 | day order |
| 即日平倉(cāng)交易 | day trade |
| 「即日鮮」 | day trade |
| 即日有效買賣盤 | good-for-day order |
| 即日追補(bǔ)按金；即日追收按金 | intra-day margin call |
| 即日追收變動(dòng)保證金 | intra-day variation margin call |
| 即時(shí)匯款同時(shí)交收【銀行】 | payment vs payment (PvP)【banking】 |
| 「即時(shí)或取消」買賣盤 | Immediate-or-Cancel order (IOC) |
| 即時(shí)數(shù)碼數(shù)據(jù)服務(wù) | Realtime Digital Data Service (RDDS) |
| 即時(shí)數(shù)碼資料傳送專線 | realtime digital datafeed |
| 即時(shí)支付結(jié)算系統(tǒng)【金管局】 | Real Time Gross Settlement system (RTGS)【HKMA】 |
| 即時(shí)資訊 | real time information |
| 即夜傳送報(bào)告資料服務(wù)【中央結(jié)算系統(tǒng)】 | Overnight Report Distribution【CCASS】 |
| 即月 | front-month |
| 《紀(jì)律案例》 | Disciplinary Casebook |
| 紀(jì)律程序 | disciplinary procedures |
| 《紀(jì)律處分程序手冊(cè)》 | Handbook on Disciplinary Proceedings |
| 紀(jì)律處分行動(dòng)聲明【證監(jiān)會(huì)】 | Statement of Disciplinary Action 【SFC】 |
| 紀(jì)律處分權(quán)力 | disciplinary power |
| 紀(jì)律復(fù)核小組 | Disciplinary Review Panel (DRP) |
| 紀(jì)律管轄權(quán) | disciplinary jurisdiction |
| 紀(jì)律上訴委員會(huì) | Disciplinary Appeals Committee |
| 紀(jì)律委員會(huì) | Disciplinary Committee |
| 紀(jì)律研訊主席委員會(huì)【證監(jiān)會(huì)】 | Disciplinary Chair Committee【SFC】 |
| 記錄日期；股權(quán)登記日 | record date |
| 記名證券 | registered securities |
| 記名證書 | registered certificate |
| 技術(shù)性驗(yàn)證測(cè)試 | Proof of Concept |
| 計(jì)算按金程序 | margining process |
| 夾倉(cāng) | squeeze; short squeeze; cornering |
| 加速折舊 | accelerated depreciation |
| 假市 | false market |
| 價(jià)差* | spread |
| 價(jià)差優(yōu)化計(jì)劃 | Spread Enhancement Programme |
| 價(jià)格變動(dòng)保證金 | variation margin |
| 價(jià)格帶 | price band |
| 價(jià)格動(dòng)力 | price momentum |
| 價(jià)格發(fā)現(xiàn) | price discovery |
| 價(jià)格幅度限制 | permissible price range |
| 價(jià)格校驗(yàn)范圍 | Price Scan Range |
| 價(jià)格校正利息 | price alignment interest (PAI) |
| 價(jià)內(nèi)；實(shí)值* | in-the-money |
| 價(jià)內(nèi)期權(quán) | in-the-money option |
| 價(jià)外；虛價(jià)；虛值 | out-of-the-money |
| 價(jià)外期權(quán) | out-of-the-money option |
| 價(jià)位 | spread |
| 價(jià)位表 | Spread Table |
| 價(jià)位值 | tick value |
| 價(jià)值穩(wěn)定的貨幣 | hard currency |
| 價(jià)值狀況 | moneyness |
| 基差交易 | basis trading |
| 堅(jiān)定承諾【包銷】 | firm commitment【underwriting】 |
| 監(jiān)察主任 | compliance officer |
| 監(jiān)督及監(jiān)控金融市場(chǎng)基建的技術(shù)規(guī)則【國(guó)際貨幣基金組織】 | Technical Note on Oversight and Supervision of Financial Market Infrastructures【IMF】 |
| 監(jiān)管 | regulation |
| 《監(jiān)管合作備忘錄》 | Memorandum of Regulatory Cooperation (MORC) |
| 監(jiān)管豁免 | no-action relief; regulatory action exemption |
| 監(jiān)管機(jī)構(gòu) | regulatory body |
| 監(jiān)管監(jiān)察 | regulatory oversight |
| 監(jiān)管科技 | Regtech |
| 監(jiān)管套戥 | regulatory arbitrage |
| 監(jiān)管制度 | regulatory regime |
| 監(jiān)事【內(nèi)地】 | supervisor【Mainland】 |
| 監(jiān)事會(huì)【內(nèi)地】 | supervisory committee【Mainland】 |
| 簡(jiǎn)易資訊整合服務(wù) | RSS service |
| 減傭經(jīng)紀(jì) | discount broker |
| 建議最佳常規(guī) | recommended best practice |
| 將股票化零為整 | jumbomize |
| 交叉貨幣掉期 | cross currency swap (CCS) |
| 交叉連接 | Cross Connects (XCN) |
| 交叉買賣；交叉盤買賣 | crossed trade; cross trade; crossing |
| 交叉盤時(shí)段 | crossing session |
| 交叉盤網(wǎng)絡(luò) | crossing network |
| 交叉盤系統(tǒng) | crossing system |
| 交錯(cuò)到期組合 | staggering maturities |
| 交付；交割* | delivery |
| 交割結(jié)算價(jià)* | final settlement price |
| 交收 | settlement |
| 交收?qǐng)?bào)告【中央結(jié)算系統(tǒng)】 | Settlement Report【CCASS】 |
| 交收風(fēng)險(xiǎn) | settlement risk |
| 交收積壓 | settlement backlog |
| 交收期 | settlement period |
| 交收日 | settlement date |
| 交收上限 | settlement cap |
| 交收銀行 | settlement bank |
| 交收指示 | settlement instruction (SI) |
| 交收指示的交易 | SI transaction |
| 交收指示活動(dòng)報(bào)告【中央結(jié)算系統(tǒng)】 | SI Activity Report【CCASS】 |
| 「交收指示」交易 | settlement instruction transaction |
| 交收指示整批傳送【中央結(jié)算系統(tǒng)】 | Settlement Instruction Batch Upload 【CCASS】 |
| 交收指示狀況報(bào)告【中央結(jié)算系統(tǒng)】 | SI Status Report【CCASS】 |
| 交投暢旺 | heavy trading |
| 交投淡靜 | quiet trading |
| 交投疏落 | light trading |
| 交易參數(shù) | trading parameter |
| 交易查訊 | trading inquiry |
| 交易大堂 | trading floor; trading hall |
| 交易單位 | trading unit |
| 交易對(duì)手 | counterparty |
| 交易分倉(cāng) | trade allocation |
| 交易費(fèi) | Trading Fee |
| 交易工作站 | trading workstation |
| 交易柜位；交易席位*；交易單元* | trading booth |
| 交易及結(jié)算綜合系統(tǒng) | integrated trading and clearing system |
| 交易紀(jì)錄價(jià)值 | ticker value |
| 交易量 | trading capacity |
| 交易流通速度／流通比率／周轉(zhuǎn)率／轉(zhuǎn)手率／流轉(zhuǎn)率／換手率* | turnover rate; velocity |
| 交易能力 | trading capacity |
| 交易前檢查 | pre-trade checking |
| 交易前時(shí)段 | Pre-Trading Period |
| 交易圈／交易場(chǎng) | pit; trading pit |
| 交易權(quán) | Trading Right |
| 交易日 | trading day |
| 交易日表 | trading calendar |
| 交易商 | dealer |
| 交易商承約報(bào)告 | Commitments of Traders (COT) report |
| 交易設(shè)施 | trading facilities |
| 交易市場(chǎng) | secondary market; after market / aftermarket |
| 交易所參與者 | Exchange Participant |
| 交易所參與者及聯(lián)交所交易權(quán)持有人名錄 | List of Exchange Participants & Holders of Stock Exchange Trading Rights |
| 交易所參與者證明書 | Exchange Participant Certificate |
| 《交易所規(guī)則》 | Rules of the Exchange |
| 交易所會(huì)議廳 | Exchange Auditorium |
| 交易所交易權(quán)證明書 | Exchange Trading Right Certificate |
| 交易所買賣產(chǎn)品；場(chǎng)內(nèi)交易產(chǎn)品 | exchange traded product (ETP) |
| 交易所買賣基金；交易所交易基金* | exchange traded fund (ETF) |
| 交易所買賣票據(jù) | exchange traded certificate (ETC); exchange traded note (ETN) |
| 交易所買賣商品 | exchange traded commodity |
| 交易所買賣之期權(quán) | exchange traded option |
| 交易所展覽館 | Exchange Exhibition Hall |
| 交易通（人證港幣交易通） | TSF (RMB Equity Trading Support Facility) |
| 交易通參與者 | TSF Participant |
| 交易系統(tǒng)使用費(fèi) | trading tariff |
| 交易型開放式指數(shù)證券投資基金*； 交易型開放式指數(shù)基金* | exchange traded fund (ETF) |
| 交易議價(jià)板 | Bulletin Board |
| 交易征費(fèi) | Transaction Levy |
| 交易轉(zhuǎn)移【期權(quán)】 | trade give-ups【options】 |
| 交易資料儲(chǔ)存庫(kù) | trade repository |
| 繳入股本 | paid-up capital; paid-in capital |
| 繳足股本 | fully paid-up capital |
| 接駁站收費(fèi) | port connection fee |
| 接管收購(gòu)* | takeover |
| 接價(jià)盤 | accept order |
| 接口費(fèi) | port connection fee |
| 接收【期權(quán)】 | take-up【options】 |
| 接受存款公司 | deposit-taking company (DTC) |
| 「街名」股票 | “street name” share certificate |
| 結(jié)構(gòu)化布線系統(tǒng) | structured cabling system |
| 結(jié)構(gòu)型基金 | structured fund |
| 結(jié)構(gòu)性產(chǎn)品綜合處理系統(tǒng) | Structured Products Integrated Transaction System (SPRINTS) |
| 結(jié)清 | close out |
| 結(jié)算 | clearing |
| 結(jié)算保證金；結(jié)算擔(dān)保金 | Settlement Guarantee Fund |
| 結(jié)算備付金；結(jié)算準(zhǔn)備金 | Settlement Reserve Fund |
| 結(jié)算備付金比率 | Settlement Deposit Rate |
| 結(jié)算參與者 | clearing participant |
| 結(jié)算參與人* | clearing participant |
| 結(jié)算服務(wù)熱線中心 | Clearing Service Call Centre |
| 結(jié)算會(huì)籍／結(jié)算會(huì)員資格 | clearing membership |
| 結(jié)算機(jī)構(gòu)參與者 | Clearing Agency Participant |
| 結(jié)算價(jià) | clearing price |
| 結(jié)算門戶網(wǎng)站【場(chǎng)外結(jié)算公司】 | OTC Account Services Information System (OASIS) 【OTC Clear】 |
| 結(jié)算所 | clearing house |
| 結(jié)算所參與者 | Clearing House Participant |
| 結(jié)算所電子附屬登記系統(tǒng)【澳洲】 | Clearing House Electronic Subregister System (CHESS)【Australia】 |
| 結(jié)算所基金 | Clearing House Funds |
| 「結(jié)算通」電話系統(tǒng) | CCASS Phone System |
| 結(jié)算協(xié)議書 | clearing agreement |
| 結(jié)算咨詢小組 | Clearing Consultative Panel |
| 結(jié)轉(zhuǎn)【會(huì)計(jì)】 | carried forward【accounting】 |
| 節(jié)流率 | throttle rate |
| 截止過戶期間 | book closure period |
| 截止過戶日期 | book close date |
| 借貸資本 | loan capital |
| 借額 | debit |
| 借方結(jié)余 | debit balance |
| 借款股 | loan stock |
| 借殼上市 | backdoor listing |
| 界面聯(lián)系 | interfacing |
| 界內(nèi)證 | inline warrant |
| 介紹代理人 | introducing agent |
| 介紹經(jīng)紀(jì)人* | introducing broker |
| 介紹形式上市 | listing by introduction |
| 金邊證券 | gilt-edged securities |
| 金衡制盎司 | fine troy ounce |
| 金融大改革【英國(guó)】 | Big Bang【UK】 |
| 金融發(fā)展局（金發(fā)局） | Financial Services Development Council (FSDC) |
| 《金融服務(wù)法》【英國(guó)】 | Financial Services Act【UK】 |
| 金融服務(wù)網(wǎng)絡(luò) | FinNet |
| 金融工具 | financial instrument |
| 《金融工具市場(chǎng)指令 II》(MiFID II) | Markets in Financial Instruments Directives II (MiFID II) |
| 金融科技督導(dǎo)小組 | Steering Group on Financial Technologies |
| 金融科技聯(lián)絡(luò)辦事處 | Fintech Contact Point |
| 金融科技咨詢小組 | Fintech Advisory Group |
| 金融基礎(chǔ)設(shè)施督導(dǎo)委員會(huì) | The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI) |
| 金融機(jī)構(gòu) | financial institution |
| 金融監(jiān)督管理委員會(huì)（金管會(huì)）【臺(tái)灣】 | Financial Supervisory Commission 【Taiwan】 |
| 金融業(yè)評(píng)估計(jì)劃；金融體系評(píng)估計(jì)劃；金融界評(píng)估計(jì)劃 | Financial Sector Assessment Program |
| 金融糾紛調(diào)解中心有限公司（調(diào)解中心） | Financial Dispute Resolution Centre Ltd (FDRC) |
| 金融期貨 | financial futures |
| 金融市場(chǎng) | financial market |
| 《金融市場(chǎng)基建的原則》 | Principles for Financial Market Infrastructures (PFMI) |
| 金融衍生產(chǎn)品 | financial derivatives |
| 金融債* | financial bond |
| 金融中介機(jī)構(gòu)/團(tuán)體 | financial intermediary |
| 金融中介現(xiàn)象 | financial intermediation |
| 金融租賃* | financial lease |
| 金銀業(yè)貿(mào)易場(chǎng) | The Chinese Gold and Silver Exchange Society (CGSE) |
| 金銀證券交易所(1971 年-1986 年) | The Kam Ngan Stock Exchange (1971-1986) |
| 金磚聯(lián)盟市場(chǎng) | BRICSMART |
| 緊急貸款者 | lender of last resort |
| 緊密聯(lián)系人 | close associate |
| 緊縮措施 | austerity measures |
| 近價(jià)盤 | about order |
| 近價(jià)期權(quán) | near-the-money option |
| 進(jìn)項(xiàng)增值稅 | input VAT |
| 盡職審查 | due diligence |
| 禁止買賣期；限制買賣期 | “black out” period |
| 經(jīng)辦人 | manager |
| 經(jīng)辦銀行 | administering bank |
| 經(jīng)常賬 | current account |
| 經(jīng)紀(jì)參與者【中央結(jié)算系統(tǒng)參與者】 | Broker Participant【CCASS Participants】 |
| 經(jīng)紀(jì)電子郵遞及集體傳呼服務(wù) | E-mail and Group Paging Services |
| 經(jīng)紀(jì)行 | brokerage |
| 經(jīng)紀(jì)后勤辦公室支援服務(wù) | Brokers’ Electronic Support Services (BESS) |
| 經(jīng)紀(jì)交易 | agency trade |
| 經(jīng)紀(jì)交易商 | broker-dealer |
| 經(jīng)紀(jì)傭金 | brokerage |
| 經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃 | Brokers’ Fidelity Insurance Scheme (BFI) |
| 經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃委員會(huì) | Brokers’ Fidelity Insurance Committee |
| 經(jīng)紀(jì)自設(shè)系統(tǒng) | Broker Supplied System (BSS) |
| 經(jīng)濟(jì)自由指數(shù) | Index of Economic Freedom |
| 經(jīng)擴(kuò)大股本 | enlarged share capital |
| 經(jīng)審核賬目 | audited accounts |
| 經(jīng)營(yíng)租賃 | operating lease |
| 凈額按金計(jì)算 | net margining |
| 凈額結(jié)算；對(duì)銷 | netting |
| 凈逆差額繳款 | net unfavourable marks |
| 競(jìng)價(jià)盤 | at-auction order |
| 競(jìng)價(jià)市場(chǎng) | auction market |
| 競(jìng)價(jià)投標(biāo) | auction |
| 競(jìng)價(jià)限價(jià)盤 | at-auction limit order |
| 境內(nèi)證券 | domestic securities |
| 《關(guān)于進(jìn)一步加強(qiáng)在境外發(fā)行股票和上市管理的通知》 【國(guó)務(wù)院】 | Notice of the State Council on Further Strenthening Management of Issuance and Listing of Shares Overseas【State Council】 |
| 境外上市外資股【內(nèi)地】 | overseas listed foreign share 【Mainland】 |
| 靜態(tài)資訊 | static information |
| 凈值比率 | net worth ratio |
| 九倍限制規(guī)則 | 9-times Restriction Rule |
| 九龍證券交易所 (1972 年-1986 年) | The Kowloon Stock Exchange (1972-1986) |
| 救市貸款 | Lifeboat Loan |
| 救市特別交易征費(fèi) | “Lifeboat” levy |
| 狙擊手【收購(gòu)】 | predator【takeover】 |
| 舉報(bào)政策 | whistleblowing policy |
| 拒納信 | Rejection Letter |
| 均衡價(jià)格 | equilibrium price |
K
| 開倉(cāng)合約 | opening contract |
| 開倉(cāng)交易 | opening transaction |
| 開放式基金 | open-end fund |
| 開價(jià)盤 | quote |
| 開價(jià)盤要求 | quote request |
| 開盤集合競(jìng)價(jià)；開市集合競(jìng)價(jià) | opening call auction |
| 開盤價(jià) | opening price |
| 開盤狀況報(bào)告 | quote maintenance report |
| 開市報(bào)價(jià)規(guī)則 | opening quotations rules |
| 開市分配時(shí)段【HKATS】 | open allocation session【HKATS】 |
| 開市價(jià) | opening price |
| 開市集合競(jìng)價(jià)；開盤集合競(jìng)價(jià) | opening call auction |
| 開市集合競(jìng)價(jià)時(shí)段 | opening call auction session |
| 開市盤 | open order; at-the-opening order |
| 開市前分配時(shí)段【HKATS】 | pre-open allocation session【HKATS】 |
| 開市前時(shí)段 ；開市前議價(jià)時(shí)段 | pre-market opening session |
| 開市前議價(jià)機(jī)制【期貨】 | Pre-market Opening Mechanism 【futures】 |
| 《開展境內(nèi)個(gè)人直接投資境外證券市場(chǎng)試點(diǎn)方案》 | Pilot Program for Direct Foreign Portfolio Investments by Domestic Individuals |
| 凱伯里報(bào)告書【英國(guó)】 | Cadbury Report【UK】 |
| 凱伯里委員會(huì)【英國(guó)】 | Cadbury Committee【UK】 |
| 凱利板 | Catalist |
| 「看跌」股票掛鉤票據(jù) | Bear Equity Linked Instrument (Bear ELI) |
| 看跌期權(quán) | put option |
| 「看漲」股票掛鉤票據(jù) | Bull Equity Linked Instrument (Bull ELI) |
| 看漲期權(quán) | call option |
| 刊發(fā)后始審閱 | post-vetting |
| 科創(chuàng)板【上交所】 | STAR Market【SSE】 |
| 可變利益實(shí)體；協(xié)議控制* | Variable Interest Entity (VIE) |
| 可變名義掉期 | variable notional swap |
| 可變投票權(quán)股份 | variable voting share |
| 《可持續(xù)發(fā)展報(bào)告指南》第三版 | G3 Sustainability Reporting Guidelines |
| 可分派溢利 | distributable profit |
| 可交收外匯合約 | foreign exchange deliverables |
| 可進(jìn)行保證金交易的合資格上交所證券名單 | List of Eligible SSE Securities for Margin Trading |
| 可擴(kuò)展標(biāo)記語言 | Extensible Markup Language |
| 可擴(kuò)展商業(yè)報(bào)告語言 | eXtensible Business Reporting Language (XBRL) |
| 可贖回股份 | redeemable share |
| 可行性研究 | feasibility study |
| 可以互換或?qū)︿N | fungible |
| 可用年限 | useful life |
| 可轉(zhuǎn)換/可換股可贖回票據(jù) | convertible redeemable note |
| 可轉(zhuǎn)換/可換股票據(jù) | convertible note |
| 可轉(zhuǎn)換/可換股債券 | convertible bond |
| 可轉(zhuǎn)換/可換股證券 | convertible securities |
| 可轉(zhuǎn)讓定期存單；同業(yè)存單 | negotiable certificate of deposit (NCD) |
| 可轉(zhuǎn)讓票據(jù) | negotiable instrument |
| 可轉(zhuǎn)讓證券集體投資計(jì)劃 | Undertakings in Collective Investments in Transferable Securities (UCITS) |
| 客場(chǎng)中央結(jié)算所 | Participant Clearing House |
| 客戶按金 | client margin |
| 客戶按金對(duì)銷賬戶 | Client Offset Claim Account |
| 客戶戶口 | client account |
| 《客戶身分規(guī)則的政策》 | Client Identity Rule Policy |
| 客戶識(shí)別信息 | Client Identification Data (CID) |
| 客戶通告 | client notice |
| 客戶協(xié)議書/合約 | client’s agreement |
| 客戶注冊(cè)莊家 | Client Registered Trader |
| 空倉(cāng)/空頭* | bear position; short position |
| 控股公司 | holding company |
| 控股股東 | controlling shareholder |
| 控股權(quán)益 | controlling interest |
| 控權(quán)公司 | holding company |
| 控權(quán)股東 | controlling shareholder |
| 控權(quán)人 | controller |
| 口頭競(jìng)價(jià)/口頭唱價(jià)*【=公開喊價(jià)】 | auction【= open outcry】 |
| 扣減(率) | haircut; discount rate |
| 庫(kù)存股份/股票 | treasury share; treasury stock |
| 跨產(chǎn)品按金 | cross margin |
| 跨柜臺(tái)轉(zhuǎn)換 | inter-counter transfer |
| 跨國(guó)多重上市 | mutual cross-listing |
| 跨貨幣掉期 | cross currency swap |
| 跨價(jià)；跨期式組合 | spread |
| 跨價(jià)買賣 | price spread; vertical spread; spread trading |
| 跨價(jià)權(quán)證 | spread warrant |
| 跨價(jià)衍生權(quán)證 | call spread derivative warrant |
| 跨境上市 | cross-border listing; cross listing |
| 跨境網(wǎng)關(guān)入口 | cross-border access portal |
| 跨期按金 | spread rate |
| 跨期買賣 | spread trading |
| 跨期買賣 | calendar spread; time spread; horizontal spread |
| 跨期組合 | calendar spread |
| 跨日凈額交收 | cross-day netting |
| 跨市場(chǎng)按金制度 | cross margining |
| 跨市場(chǎng)抵押品 | cross collateral; cross-collateralisation |
| 跨式套利* 【期權(quán)】 | straddle【options】 |
| 跨司法區(qū)招股活動(dòng) | multi-jurisdictional equity offering |
| 會(huì)計(jì)處理方式 | accounting treatment |
| 會(huì)計(jì)慣例/實(shí)務(wù) | accounting practice |
| 會(huì)計(jì)期間 | accounting period |
| 會(huì)計(jì)師報(bào)告 | accountants' report |
| 《會(huì)計(jì)實(shí)務(wù)準(zhǔn)則》 | Statement of Standard Accounting Practice (SSAP) |
| 會(huì)計(jì)準(zhǔn)則/標(biāo)準(zhǔn) | accounting standard |
| 會(huì)員制轉(zhuǎn)為股份制 | demutualisation |
| 快閃盤 | flash order |
| 寬跨式套利* | long strangle |
| 寬限期 | grace period |
| 款項(xiàng)過戶系統(tǒng) | money transfer system |
| 款項(xiàng)交收費(fèi) | money settlement fee |
| 款項(xiàng)凈額結(jié)算每日平均效率 | daily average funds netting efficiency |
| 款項(xiàng)預(yù)繳服務(wù) | cash prepayment service |
L
| 「來回」期權(quán)交易 | “round trip” option transaction |
| 藍(lán)籌股 | blue chip |
| 老鼠倉(cāng)活動(dòng) | rat trading; scalping |
| 「勒束式」股票掛鉤票據(jù) | Range Equity Linked Instrument (Range ELI) |
| 勒束式組合【期權(quán)】 | strangle【options】 |
| 累積認(rèn)購(gòu)期權(quán)合約/累計(jì)期權(quán) | accumulator |
| 累積認(rèn)沽期權(quán)合約/累計(jì)期權(quán) | decumulator |
| 累積投票制* | cumulative voting |
| 累計(jì)/累積墊款 | cumulative advance |
| 累計(jì)/累積利潤(rùn) | accumulated profits |
| 累計(jì)/累積利息 | accumulated interest |
| 累計(jì)/累積折舊 | accumulated depreciation |
| 累計(jì)投標(biāo)制；簿記建檔*；詢價(jià)制* | book building |
| 冷淡對(duì)待令 | cold shoulder order |
| 離岸調(diào)期 | offshore swap |
| 離岸基金 | offshore fund |
| 離岸盈利重組 | offshore profit regrouping |
| 離場(chǎng)價(jià)；平倉(cāng)價(jià) | exit price |
| 離場(chǎng)交易 | off-floor trading; off-board trading |
| 離場(chǎng)買賣盤 | off-floor order |
| 理論性參考價(jià)格系統(tǒng)【期貨】 | Theoretical Indicative Pricing System (TIPS)【futures】 |
| 利差交易 | carry trade |
| 利率掉期/利率調(diào)期；調(diào)期息率* | interest rate swap (IRS) |
| 利率掉期期貨 | Interest Rate Swap Futures |
| 利率期貨 | interest rate futures |
| 利率上限 | interest rate ceiling |
| 利率銜接 | interest collar; interest rate collar |
| 利潤(rùn) | profit |
| 利潤(rùn)警告* | profit warning |
| 利息補(bǔ)貼【內(nèi)地】 | interest rate subsidy【Mainland】 |
| 利息資本化 | capitalisation of interest |
| 利益沖突事宜委員會(huì) | Conflict Committee |
| 利益相關(guān)者；持份者；權(quán)益人；干系人*；利益攸關(guān)者* | stakeholder |
| 歷史波幅 | historical volatility |
| 歷史成本 | historical cost |
| 立約成價(jià) | contracted price |
| 立約價(jià)值 | contracted value |
| 聯(lián)邦基金 | Federal funds |
| 聯(lián)邦基金利率 | Federal funds rate |
| 聯(lián)合交易所賠償基金 | Unified Exchange Compensation Fund |
| 聯(lián)合受托人 | co-trustee |
| 聯(lián)機(jī)界面聯(lián)系 | on-line interface |
| 《聯(lián)交所參與者市場(chǎng)占有率報(bào)告》 | Stock Exchange Participants' Market Share Report |
| 聯(lián)交所交易權(quán) | Stock Exchange Trading Right |
| 聯(lián)交所期權(quán)結(jié)算所參與者 | SEOCH Participant |
| 聯(lián)交所期權(quán)結(jié)算所抵押品 | SEOCH collateral |
| 聯(lián)接基金 | feeder fund |
| 聯(lián)名個(gè)人投資者戶口 | Joint Individual Investor Account |
| 聯(lián)屬公司 | affiliated company; affiliate |
| 聯(lián)網(wǎng) | networking |
| 聯(lián)席保薦人 | co-sponsor |
| 聯(lián)席經(jīng)辦人 | co-manager |
| 聯(lián)系匯率 | pegged exchange rate |
| 聯(lián)系匯率制 | pegged rate system |
| 聯(lián)系人 | associate |
| 聯(lián)系設(shè)施【電腦】 | gateway【computer】 |
| 聯(lián)系證明書/信心保證書 | comfort letter |
| 聯(lián)線投資服務(wù) | on-line investment service |
| 聯(lián)營(yíng)公司 | associated company; associate company; associate |
| 連鎖關(guān)系原則 | chain principle |
| 連鎖關(guān)系原則要約 | chain principle offer |
| 連續(xù)競(jìng)價(jià) | continuous auction |
| 兩邊開盤 | two-way quote |
| 兩邊客成交；兩邊客交易 | direct business; direct business transaction |
| 兩邊客交易；兩邊客成交 | direct business; direct business transaction |
| 兩邊客買賣盤 | two-sided order |
| 臨時(shí)公告 | holding announcement |
| 臨時(shí)結(jié)算表 | Provisional Clearing Statement (PCS) |
| 臨時(shí)清盤人 | provisional liquidator |
| 零對(duì)沖值避險(xiǎn) | delta hedge |
| 零股* | odd lot |
| 零行使價(jià)衍生權(quán)證 | zero strike derivative warrant |
| 零和游戲 | Zero-sum game |
| 零交易日 | zero-trading day |
| 零售資訊服務(wù) | retail information service |
| 零息債券 | zero coupon bond |
| 聆訊后資料集 | Post Hearing Information Pack (PHIP) |
| 領(lǐng)航星交易平臺(tái) | Orion Trading Platform (OTP) |
| 另類交易平臺(tái) | alternative liquidity pool (ALP) |
| 另類投資 | alternative investment |
| 《另類投資基金經(jīng)理指令》【歐洲聯(lián)盟】 | Alternative Investment Fund Managers Directive (AIFMD) 【European Union】 |
| 另項(xiàng)投資市場(chǎng)；另類投資市場(chǎng)【英國(guó)】 | Alternative Investment Market (AIM) 【UK】 |
| 另選登記服務(wù) | optional registration service |
| 留成資金/保留資金 | retained capital |
| 留存股票 | treasury share; treasury stock |
| 留存溢利/盈利 | retained profits |
| 留存盈利/收益 | retained earnings; retained income |
| 流動(dòng)數(shù)據(jù) | streaming data |
| 流動(dòng)性不足/流通性不足 | illiquidity |
| 流動(dòng)性管理中心 | liquidity hub |
| 流動(dòng)資產(chǎn) | liquid asset |
| 流動(dòng)資金 | liquid capital |
| 流動(dòng)資金比率/幅度 | liquidity ratio; liquidity margin |
| 流動(dòng)資金調(diào)節(jié)窗 | Liquidity Adjustment Window (LAW) |
| 流動(dòng)資金調(diào)節(jié)機(jī)制【金管局】 | Liquidity Adjustment Facility (LAF) 【HKMA】 |
| 流通比率／交易流通速度／周轉(zhuǎn)率／轉(zhuǎn)手率／流轉(zhuǎn)率／換手率* | turnover rate; velocity |
| 流通風(fēng)險(xiǎn) | liquidity risk |
| 流通股【內(nèi)地】 | tradable share; negotiable share 【Mainland】 |
| 流通量提供者 | liquidity provider |
| 流通市值【內(nèi)地】 | negotiable market capitalisation 【Mainland】 |
| 流通性；流動(dòng)性* | liquidity |
| 流轉(zhuǎn)率／流通比率／交易流通速度／周轉(zhuǎn)率／轉(zhuǎn)手率／換手率* | turnover rate; velocity |
| 路演；巡回推介 | roadshow |
| 綠色金融認(rèn)證計(jì)劃 | Green Finance Certification Scheme |
| 綠色債券資助計(jì)劃 | Green Bond Grant Scheme |
| 綠鞋期權(quán)* | greenshoe option |
| 倫敦國(guó)際金融期貨交易所 | NYSE Liffe |
| 倫敦期權(quán)市場(chǎng) | London Traded Options Market (LTOM) |
| 倫敦證券交易所 | London Stock Exchange (LSE) |
| 落盤 | placing an order |
M
| 孖展 | margin |
| 孖展覆蓋率 | margin coverage ratio |
| 孖展客戶 | margin client |
| 孖展買賣 | margin trading |
| 孖展融資 | margin financing |
| 馬鞍式組合【期權(quán)】 | straddle【options】 |
| 買斷式回購(gòu)* | buyout repo |
| 買家 | bidder |
| 買價(jià)/買盤價(jià) | bid price |
| 買賣差價(jià) | bid-asked spread |
| 買賣單據(jù) | contract note |
| 買賣單位 | board lot |
| 買賣慣例 | dealing practice |
| 買賣盤 | order |
| 買賣盤變動(dòng) | order book changes (OBC) |
| 買賣盤差額 | order imbalance |
| 買賣盤處理量 | order throughput rate |
| 買賣盤傳遞 | order routing |
| 買賣盤傳遞系統(tǒng) | Order Routing System (ORS); router system |
| 買賣盤及交易紀(jì)錄服務(wù) | Order and Trade File Services |
| 買賣盤紀(jì)錄 | order book |
| 買賣盤價(jià)值限制 | order consideration limit |
| 買賣盤輸入 | order entry |
| 買賣盤通過量 | order throughput rate ; throughput rate; transaction throughput |
| 買賣盤紙 | deal ticket |
| 買賣因公眾持股量不足而停牌證券的申報(bào)表 | Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float |
| 買賣指示 | order |
| 買盤 | buy order |
| 買盤成交 | buy trade value |
| 買殼 | acquisition of shells |
| 買入期權(quán) | call option |
| 「買者自負(fù)」原則 | “l(fā)et the buyer beware” principle; “Caveat Emptor” (let the buyer beware) |
| 賣家【期權(quán)】 | writer【options】 |
| 賣價(jià) | offer price |
| 賣空 | short selling / short sale |
| 賣空股份總額 | short interest |
| 賣空價(jià)規(guī)則 | tick rule |
| 賣空空倉(cāng) | open short position |
| 賣空賣方 | short seller |
| 賣空證券 | Short Selling Securities |
| 賣盤 | sell order |
| 賣盤成交 | sell trade value |
| 賣盤價(jià) | ask price; asked price |
| 錨定投資者* | anchor investor |
| 沒有利益關(guān)系的股東 | disinterested shareholder |
| 沒有預(yù)先借貨的賣空活動(dòng)；無擔(dān)保賣空；無貨沽空 | naked short selling |
| 每股盈利 | earnings per share (EPS) |
| 每股有形資產(chǎn)凈值 | net tangible assets per share |
| 每股資產(chǎn)凈值 | net asset value per share |
| 每日按金 | daily margin |
| 每日按金要求 | daily margin call |
| 每日回報(bào)標(biāo)準(zhǔn)差 | standard deviation of daily return |
| 每日額度余額 | daily quota balance |
| 每日價(jià)格波動(dòng)限幅 | daily price swing limit |
| 每日價(jià)格上限 | daily trading limit |
| 每日交易活動(dòng)及持倉(cāng)報(bào)告【期貨】 | Daily Trading Activity and Open Positions Summary Report【futures】 |
| 每日結(jié)算價(jià) | daily settlement price |
| 每日平均交收效率 | daily average settlement efficiency |
| 美國(guó)本土債券 | Yankee bond |
| 美國(guó)存管信托公司 | Depository Trust Company (DTC)【US】 |
| 美國(guó)存管信托及結(jié)算公司 | Depository Trust & Clearing Corporation (DTCC)【US】 |
| 美國(guó)國(guó)家經(jīng)濟(jì)研究局 | National Bureau of Economic Research 【US】 |
| 美國(guó)聯(lián)邦儲(chǔ)備系統(tǒng) | Federal Reserve System 【US】 |
| 美國(guó)聯(lián)邦結(jié)算系統(tǒng) | Fed wire; Fedwire; FedWire【US】 |
| 美國(guó)聯(lián)邦公開市場(chǎng)委員會(huì) | Federal Open Market Committee (FOMC) 【US】 |
| 美國(guó)聯(lián)邦國(guó)家房屋貸款協(xié)會(huì)（房利美） | Federal National Mortgage Association (Fannie Mae) 【US】 |
| 美國(guó)聯(lián)邦住宅貸款抵押公司（房貸美） | Federal Home Loan Mortgage Corporation (Freddie Mac) 【US】 |
| 美國(guó)全國(guó)證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)/美國(guó)納斯達(dá)克證券市場(chǎng) | National Association of Securities Dealers Automated Quotations (NASDAQ) |
| 美國(guó)商會(huì) | American Chamber of Commerce (AMCHAM) |
| 美國(guó)預(yù)托證券；美國(guó)存托憑證* | American depositary receipt (ADR) |
| 美國(guó)證券交易所 | American Stock Exchange (AMEX) |
| 美式期權(quán) | American style option |
| 迷你債券 | mini-bond |
| 免費(fèi)實(shí)時(shí)基本報(bào)價(jià)網(wǎng)站服務(wù)（免費(fèi)網(wǎng)站報(bào)價(jià)服務(wù)） | Free Real-time Basic Market Prices Website Service (Free Prices Website Service) |
| 免責(zé)聲明 | disclaimer |
| 面值 | face value; nominal value |
| 民企股（香港上市） | P chip |
| 敏感度分析 | sensitivity analysis |
| 名義持有人 | nominee; nominee holder |
| 名義匯率 | nominal exchange rate |
| 名義價(jià)格* | nominal price |
| 名義價(jià)值 | notional value |
| 模擬交易 | mock trading |
| 模擬系統(tǒng) | simulation system |
| 母公司 | parent company; holding company |
| 木蘭債 | Mulan Bond (SDR Bond) |
| 目標(biāo)可贖回遠(yuǎn)期合約 | target redemption forward contract |
| 穆迪投資評(píng)級(jí) | Moody’s Investment Grade |
