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新版金融英語詞匯表（S-W）
*Terms commonly used in the Mainland
*內(nèi)地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
*內(nèi)地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
S
| 三個(gè)月拆息利率期貨 | Serial Month Hibor Futures |
| 三角債 | triangular debt |
| 三天初檢核對(duì)表 | Initial 3-day Checklist |
| 三線股 | third liner |
| 散戶；散戶投資者；個(gè)人投資者 | retail investor |
| 散戶經(jīng)紀(jì) | retail broker |
| 傘子基金 | umbrella fund |
| 「閃電崩盤」；閃崩 | flash crash |
| 商品存貨征費(fèi) | commodities stock levies |
| 商品交易商 | commodities dealer |
| 商品期貨交易委員會(huì)【美國(guó)】 | Commodity Futures Trading Commission (CFTC)【US】 |
| 商人銀行 | merchant bank |
| 商業(yè)承兌匯票 | trade acceptance |
| 商業(yè)登記證 | business registration certificate |
| 商業(yè)票據(jù) | commercial paper |
| 商業(yè)信托 | business trust |
| 商議傭金 | negotiated commission |
| 商譽(yù) | goodwill |
| 上海股權(quán)托管交易中心 | Shanghai Equity Exchange (SEE) |
| 上海黃金交易所 | Shanghai Gold Exchange |
| 上海聯(lián)合產(chǎn)權(quán)交易所 | Shanghai United Assets and Equity Exchange (SUAEE) |
| 上海期貨交易所 | Shanghai Futures Exchange (SHFE) |
| 上海清算所（銀行間市場(chǎng)清算所股份有限公司） | Shanghai Clearing House (SHCH) |
| 上海石油交易所 | Shanghai Petroleum Exchange |
| 上海市期貨同業(yè)公會(huì) | Shanghai Municipal Futures Industry Association |
| 上海證券交易所（上交所） | Shanghai Stock Exchange (SSE) |
| 《上海證券交易所滬港通試點(diǎn)辦法》（「滬港通試點(diǎn)辦法」） | Shanghai Stock Exchange Shanghai-Hong Kong Stock Connect Pilot Programme Provisions (SSE Stock Connect Pilot Provisions) |
| 上海證券中央登記結(jié)算公司 | Shanghai Securities Central Clearing and Registration Corporation |
| 上交所技術(shù)有限責(zé)任公司 | Shanghai Stock Exchange Technology Co., Ltd. |
| 上市 | listing; flotation |
| 上市發(fā)行人 | listed issuer |
| 《上市發(fā)行人董事進(jìn)行證券交易的標(biāo)準(zhǔn)守則》 | Model Code for Securities Transactions by Directors of Listed Issuers |
| 上市法團(tuán) | listed corporation |
| 上市（復(fù)核）委員會(huì) | Listing (Review) Committee |
| 上市復(fù)核小組 | Listing Review Panel |
| 《上市公司董事指引》 | Guide for Directors of Listed Companies |
| 上市公司資料庫(kù) | Primary Market Database |
| 《上市規(guī)則》 | Listing Rules |
| 上市后的收購(gòu)活動(dòng) | post-listing acquisition |
| 上市后發(fā)行；增發(fā)；再融資；后續(xù)發(fā)行 | follow-on offering |
| 上市（紀(jì)律復(fù)核）委員會(huì) | Listing (Disciplinary Review) Committee |
| 上市（紀(jì)律）委員會(huì) | Listing (Disciplinary) Committee |
| 上市決策小組 | Listing Decisions Panel |
| 上市開放式基金 | listed open-end fund (LOF) |
| 上市上訴委員會(huì) | Listing Appeals Committee |
| 上市委員會(huì) | Listing Committee |
| 上市協(xié)議 | Listing Agreement |
| 上市政策委員會(huì) | Listing Policy Committee |
| 上市證券 | listed securities |
| 上市證券變動(dòng)之月報(bào) | Monthly Return on Movement of Listed Securities |
| 上市資訊支援應(yīng)用項(xiàng)目 | Listing Information Support Application (LISA) |
| 上訴委員會(huì)【證監(jiān)會(huì)】 | Appeals Panel【SFC】 |
| 上下限協(xié)議 | ceiling-floor agreement |
| 上證超級(jí)大盤指數(shù) | SSE Mega-cap Index |
| 上證公司治理板塊 | SSE Corporate Governance Sector |
| 上證公司治理指數(shù) | SSE Corporate Governance Index |
| 上證所信息網(wǎng)絡(luò)有限公司 | SSE Infonet Ltd |
| 上證綜合指數(shù) | Shanghai Composite Index |
| 少數(shù)股東 | minority shareholder |
| 少數(shù)股東權(quán)益 | minority interest |
| 設(shè)備代管及租用服務(wù) | co-location and hosting services |
| 設(shè)備共置服務(wù) | co-location |
| 設(shè)備托管服務(wù) | Hosting Services |
| 設(shè)備托管服務(wù)創(chuàng)始成員計(jì)劃 | Hosting Services Founding Members Programme |
| 設(shè)備托管及寄存服務(wù) | co-location and hosting services |
| 設(shè)定收市價(jià) | mark the close |
| 設(shè)定增值稅 | deemed VAT |
| 社會(huì)公眾股【內(nèi)地】 | public share【Mainland】 |
| 申報(bào)會(huì)計(jì)師 | reporting accountant |
| 申報(bào)期 | reporting period |
| 申請(qǐng)版本 | Application Proof |
| 深港股票市場(chǎng)交易互聯(lián)互通機(jī)制（深港通） | Shenzhen-Hong Kong Stock Connect |
| 深圳市前海金融控股有限公司 | Shenzhen Qianhai Financial Holdings Company Limited |
| 深圳證券登記有限公司 | Shenzhen Securities Registration Company Limited |
| 深圳證券交易所（深交所） | Shenzhen Stock Exchange (SZSE) |
| 深圳證券結(jié)算有限公司 | Shenzhen Securities Clearing Company Limited |
| 深證成份指數(shù)【深交所】 | SZSE Component Index【SZSE】 |
| 深證綜合指數(shù)【深交所】 | SZSE Composite Index【SZSE】 |
| 審核委員會(huì) | Audit Committee |
| 審核線索 | audit trail |
| 審核修訂意見 | audit modifications |
| 審計(jì)調(diào)查委員會(huì) | Audit Investigation Board (AIB) |
| 審計(jì)工作底稿 | audit working paper |
| 審計(jì)師* | auditor |
| 審閱 | vetting |
| 升水；期貨高水；期貨升水 | contango |
| 生態(tài)系統(tǒng)網(wǎng)絡(luò) | Ecosystem Network (ESN) |
| 生物科技咨詢小組 | Biotech Advisory Panel |
| 失實(shí)陳述 | misrepresentation |
| 失責(zé) | default |
| 失責(zé)基金 | default fund |
| 失責(zé)人士 | defaulter |
| 失責(zé)追收供款 | default recovery contribution |
| 失職行為 | misconduct |
| 實(shí)地盤存 | physical inventory |
| 實(shí)際可用年期 | actual useful life |
| 實(shí)繳股本 | paid-up capital; paid-in capital |
| 實(shí)盤 | firm order |
| 實(shí)時(shí)資訊 | real time information |
| 實(shí)物分派 | distribution in specie |
| 實(shí)物股票 | physical scrip |
| 實(shí)物交收 | physical delivery |
| 實(shí)物利益 | benefits-in-kind |
| 實(shí)物資產(chǎn) ETF | physical ETF |
| 實(shí)益持有人 | beneficial holder |
| 實(shí)益權(quán)益 | beneficial interests |
| 實(shí)際權(quán)益擁有人 | beneficial owner |
| 實(shí)益擁有人 | beneficial owner |
| 實(shí)值*；價(jià)內(nèi) | in-the-money |
| 食價(jià) | price cheating; scalping |
| 時(shí)間遞耗值 | theta |
| 時(shí)間加權(quán)平均價(jià) | time weighted average price (TWAP) |
| 時(shí)間值 | time value; time premium |
| 時(shí)延 | latency |
| 市場(chǎng)波幅 | market volatility |
| 市場(chǎng)波動(dòng)調(diào)節(jié)機(jī)制（市調(diào)機(jī)制） | volatility control mechanism (VCM) |
| 市場(chǎng)參與者 | market participant |
| 市場(chǎng)操縱；市場(chǎng)操縱行為 | market manipulation |
| 市場(chǎng)從業(yè)員 | market practitioner |
| 市場(chǎng)定價(jià) | price discovery |
| 市場(chǎng)分割 | market fragmentation |
| 市場(chǎng)風(fēng)險(xiǎn) | market risk |
| 市場(chǎng)互聯(lián)互通 | mutual market access |
| 市場(chǎng)價(jià)格厘定 | price discovery |
| 市場(chǎng)架構(gòu)改革統(tǒng)籌委員會(huì) (1999 年) | Co-ordinating Committee on Market Structure Reform (1999) |
| 市場(chǎng)敏感資料 | market-sensitive information |
| 市場(chǎng)氣氛 | market sentiment |
| 市場(chǎng)深度 | market depth |
| 市場(chǎng)失當(dāng)行為審裁處 | Market Misconduct Tribunal |
| 市場(chǎng)數(shù)據(jù)傳送專線 | Market Datafeed |
| 市場(chǎng)數(shù)據(jù)播送訊息量 | market data broadcast rate |
| 市場(chǎng)數(shù)據(jù)系統(tǒng) | Market Data System (MDS) |
| 市場(chǎng)延拓產(chǎn)品 | Market Access Product (MAP) |
| 市場(chǎng)占有率 | market share |
| 市場(chǎng)識(shí)別編碼 | market identifier code (MIC) |
| 市場(chǎng)微結(jié)構(gòu) | market microstructure |
| 市場(chǎng)資本總額* | market capitalisation |
| 市場(chǎng)總值 | market capitalisation |
| 市價(jià)計(jì)值按金 | mark-to-market margin |
| 市價(jià)盤 | market order |
| 市價(jià)總值 | market capitalisation |
| 市凈率*；市賬率 | price-to-book ratio |
| 市盈率；本益比* | price/earnings ratio (P/E) |
| 市賬率；市凈率* | price-to-book ratio |
| 市值 | market value |
| 市值租金 | market rental |
| 事后審閱 | post-vetting |
| 世界黃金協(xié)會(huì) | World Gold Council |
| 世界銀行 | World Bank |
| 試算表 | trial balance |
| 收費(fèi) | charge |
| 收費(fèi)結(jié)構(gòu) | charging structure |
| 收購(gòu) | acquisition; takeover; buy-out / buyout |
| 收購(gòu)及合并委員會(huì)【證監(jiān)會(huì)】 | Takeovers & Mergers Panel【SFC】 |
| 收購(gòu)建議 | offer |
| 收購(gòu)上訴委員會(huì)【證監(jiān)會(huì)】 | Takeovers Appeal Committee【SFC】 |
| 《收購(gòu)守則》 | Code on Takeovers and Mergers (Takeovers Code) |
| 收回價(jià)【牛熊證】 | call price【CBBC】 |
| 收回／取消【牛熊證】 | knockout【CBBC】 |
| 收緊信貸 | credit squeeze |
| 收款代理 | receiving agent |
| 收款銀行 | receiving bank |
| 收盤集合競(jìng)價(jià) | closing call auction |
| 收盤價(jià) | closing price |
| 收取即日差額繳款機(jī)制 | intra-day marks collection mechanism |
| 收取內(nèi)幕消息人士 | tipper |
| 收市差額繳款 | day-end marks |
| 收市后交易時(shí)段；盤后交易 | after-hours trading (AHT) |
| 收市后期貨交易 | After-Hours Futures Trading (AHFT) |
| 收市后資料傳送服務(wù) | End-of-day Trade Data File Transfer Service |
| 收市價(jià) | closing price |
| 收市競(jìng)價(jià)交易時(shí)段 | closing auction session (CAS) |
| 收市盤 | at-the-close order |
| 收市指數(shù) | end of day index |
| 收益 | revenue; income; gain |
| 收益率 | yield |
| 收益率曲線 | yield curve |
| 收益圖 | payoff diagram |
| 手 | board lot; round lot |
| 首次代幣發(fā)行 | initial coin offering (ICO) |
| 首次公開發(fā)行* | initial public offering (IPO) |
| 首次公開招股 | initial public offering (IPO) |
| 首次公開招股之進(jìn)度報(bào)告 | Initial Public Offerings Progress Report |
| 首次認(rèn)購(gòu)費(fèi) | front-end load |
| 首次上市費(fèi) | initial listing fee |
| 首席交易員 | chief dealer |
| 受監(jiān)管之股份賣空活動(dòng) | regulated short selling |
| 受讓人 | assignee; transferee |
| 受托人 | trustee; fiduciary |
| 受限制投票權(quán)股份 | restricted voting share |
| 受信人 | fiduciary |
| 受信責(zé)任 | fiduciary duty |
| 受益人 | beneficiary |
| 授權(quán)代表 | authorised representative |
| 授權(quán)書 | power of attorney |
| 授信交易* | credit trading |
| 輸入買賣盤時(shí)段 | order input period |
| 「輸入與核對(duì)分工」功能【中央結(jié)算系統(tǒng)】 | maker-checker facility【CCASS】 |
| 贖回 | redemption |
| 贖回溢價(jià)【債券】 | call premium【bonds】 |
| 數(shù)據(jù)傳送專線 | data feed |
| 數(shù)據(jù)大堂 | Data Hall |
| 數(shù)據(jù)確權(quán) | data ownership |
| 數(shù)據(jù)中心控制室 | Operation Control Centre |
| 數(shù)碼資料傳送專線 | Digital Data Feed (DDF) |
| 數(shù)碼資訊服務(wù) | digital information service |
| 雙幣雙股 | Dual Tranche, Dual Counter (DTDC) |
| 雙邊價(jià) | two-way quote |
| 雙邊凈額結(jié)算 | bilateral netting |
| 雙重存檔制度；雙重呈報(bào)規(guī)定 | dual filing |
| 雙重上市/雙邊上市 | dual listing |
| 雙重審核 | dual vetting |
| 雙柜臺(tái) | dual counter |
| 雙類別股權(quán)架構(gòu) | dual-class share structure |
| 雙類別資本結(jié)構(gòu) | dual class capitalisation |
| 稅后盈利/利潤(rùn)/溢利 | after-tax profits |
| 稅務(wù)優(yōu)惠 | tax relief |
| 稅項(xiàng)減免 | tax break；tax concession |
| 順差額 | favourable marks |
| 瞬像/瞬態(tài)；定格 | snapshot |
| 說明函件 | explanatory statement |
| 說明指引 | interpretive guidelines |
| 司法權(quán)區(qū)；司法管轄區(qū)；司法地區(qū) | jurisdiction |
| 私募基金/私募股權(quán)基金* | privately-offered fund / private equity fund |
| 私人密碼 | personal identification number (PIN) |
| 私人配售；定向增發(fā)* | private placing / private placement |
| 私有化/私營(yíng)化 | privatisation |
| 送股 | bonus issue |
| 速動(dòng)市場(chǎng) | fast market |
| 速動(dòng)資產(chǎn) | liquid asset |
| 速動(dòng)資金 | liquid capital |
| 算法交易 | algorithmic trading; algo trade |
| 酸性測(cè)試比率 | acid-test ratio |
| 隨機(jī)收市時(shí)段 | Random Closing Period |
| 碎股 | odd lot |
| 損益平衡點(diǎn) | breakeven point |
| 損益賬 | profit and loss account |
| 鎖倉(cāng) | locked position |
| 索償通知 | claim notice |
| 鎖定回報(bào)權(quán)證 | Locked-In Return Warrant |
| 所需回報(bào)率 | required rate of return |
T
| 臺(tái)灣集中保管結(jié)算所股份有限公司（臺(tái)灣集保結(jié)算所） | Taiwan Depository & Clearing Corporation (TDCC) |
| 臺(tái)灣期貨交易所 | Taiwan Futures Exchange (TAIFEX) |
| 臺(tái)灣證券交易所 | Taiwan Stock Exchange Corporation (TWSE) |
| 臺(tái)灣證券交易所發(fā)行量加權(quán)股價(jià)指數(shù)(臺(tái)灣加權(quán)指數(shù)) | Taiwan Stock Exchange Capitalisation Weighted Stock Index (TAIEX) |
| 泰國(guó)證券及交易事務(wù)監(jiān)察委員會(huì) | Thailand Securities and Exchange Commission |
| 攤薄 | dilution |
| 攤銷 | amortisation |
| 「碳足跡」 | carbon footprint |
| 逃稅 | tax evasion |
| 套封 | wrapper |
| 套戥/套匯*/套利* | arbitrage |
| 套利交易；套息交易 | carry trade |
| 套期保值*；套利 | hedging |
| 湯森路透／香港交易所人民幣貨幣指數(shù) | Thomson Reuters/HKEX RMB Currency Indices (RXY) |
| 特別處理股【內(nèi)地】 | Special Treatment【Mainland】 |
| 特別獨(dú)立戶口 | Special Segregated Account (SPSA) |
| 特別提款權(quán) | special drawing right (SDR) |
| 特別提款權(quán)計(jì)價(jià)債券 | SDR Bond (Mulan Bond) |
| 特別限價(jià)盤 | special limit order |
| 特別優(yōu)先投票權(quán)股份 | special preferred voting share |
| 特別征費(fèi) | Special Levy |
| 特別轉(zhuǎn)讓股【內(nèi)地】 | Particular Transfer (PT)【Mainland】 |
| 特定目的投資機(jī)構(gòu) | special purpose vehicle (SPV) |
| 特定時(shí)間【限價(jià)盤】 | Specified Time【limit orders】 |
| 特快登記/過戶登記服務(wù) | expedited registration service |
| 特殊目的載體* | special purpose vehicle (SPV) |
| 特殊項(xiàng)目 | exceptional item |
| 特許公認(rèn)會(huì)計(jì)師公會(huì) | The Association of Chartered Certified Accountants (ACCA) |
| 特許管理會(huì)計(jì)師公會(huì) | Chartered Institute of Management Accountants (CIMA) |
| 特許金融分析師 | chartered financial analyst |
| 特許使用者 | privileged user |
| 特許證券商 | Designated Specialist |
| 特種國(guó)債【內(nèi)地】 | Special Treasury【Mainland】 |
| 特種認(rèn)股證/非標(biāo)準(zhǔn)型認(rèn)股證 | exotic warrant |
| 提呈發(fā)售 | offer for sale |
| 提名及管治委員會(huì) | Nomination and Governance Committee |
| 提升數(shù)碼資料輸送專線 | enhanced digital datafeed |
| 提早補(bǔ)購(gòu) | early buy-in |
| 替任人 | alternate |
| 調(diào)息日 | coupon-reset date |
| 調(diào)整表/調(diào)整聲明 | statement of adjustments |
| 調(diào)整持倉(cāng) | position adjustment |
| 貼水；期貨低水；期貨貼水 | backwardation |
| 貼現(xiàn) | discount |
| 貼現(xiàn)率 | discount rate |
| 停牌 | suspended trading; suspension |
| 停市措施 | speed bump |
| 停止過戶期間 | book closure period |
| 通報(bào)共享機(jī)制 | referral and information exchange mechanisms |
| 通貨緊縮/通縮 | deflation |
| 通訊線路現(xiàn)況顯示行 | communication status message line |
| 通脹掛鉤債券 | inflation-linked retail bond (iBond) |
| 通脹指標(biāo)貨幣政策 | inflation indexed monetary policy |
| 同股同權(quán)股東 | non-WVR shareholder |
| 同系附屬公司/同集團(tuán)附屬公司 | fellow subsidiary |
| 同業(yè)存單；可轉(zhuǎn)讓定期存單 | negotiable certificate of deposit (NCD) |
| 統(tǒng)一保證金客戶協(xié)議書 | Uniform Margin Client’s Agreement |
| 統(tǒng)一結(jié)算所 | universal clearing house |
| 統(tǒng)一現(xiàn)金客戶協(xié)議書 | Uniform Cash Client’s Agreement |
| 統(tǒng)制賬戶 | control account |
| 投標(biāo)程序 | tender procedure |
| 投后估值 | post-money valuation |
| 投前估值 | pre-money valuation |
| 投資對(duì)象 | investee |
| 投資分析員 | investment analyst |
| 投資服務(wù)指令【歐洲聯(lián)盟】 | Investment Services Directive (ISD) 【European Union】 |
| 投資顧問 | investment adviser |
| 投資顧問委員會(huì) | Investment Advisory Committee |
| 投資管理研究聯(lián)會(huì)（現(xiàn)稱「CFA 協(xié)會(huì)」） | Association for Investment Management and Research (AIMR) (now CFA Institute) |
| 投資條款清單；投資意向書 | term sheet |
| 投資者戶口操作簡(jiǎn)介 | Operating Guide for Investor Participants |
| 投資者戶口持有人 | Investor Participant (IP) |
| 《投資者戶口持有人規(guī)則》 | Terms and Conditions for Investor Participants |
| 投資者戶口服務(wù) | Investor Account Service |
| 投資者交收指示 | Investor Settlement Instruction (ISI) |
| 投資者教育中心【證監(jiān)會(huì)】 | Investor Education Centre (IEC)【SFC】 |
| 投資者教育咨詢委員會(huì)【證監(jiān)會(huì)】 | Investor Education Advisory Committee【SFC】 |
| 投資者賠償基金委員會(huì)【證監(jiān)會(huì)】 | Investor Compensation Fund Committee【SFC】 |
| 投資者賠償有限公司 | Investor Compensation Company Limited |
| 投資者識(shí)別碼制度 | investor identification regime |
| 投資組合 | portfolio |
| 投資組合經(jīng)理 | portfolio manager |
| 頭寸 | position |
| 頭盤 | at-the-opening order |
| 透視價(jià) | “see-through” price |
| 退市 | delisting |
| 退稅 | tax rebate; tax refund |
| 退休金 | pension fund |
| 囤倉(cāng)策略 | buy and hold strategy |
| 托賓稅 | Tobin tax |
| 托管人 | custodian |
| 托管商參與者【中央結(jié)算系統(tǒng)參與者】 | Custodian Participant【CCASS Participants】 |
| 托管余額【債券】 | depository balance【bonds】 |
| 脫媒現(xiàn)象 | disintermediation |
W
| 外幣折算風(fēng)險(xiǎn) | currency translation exposure |
| 外部核數(shù)師 | external auditor |
| 外匯掉期 | forex swap |
| 外匯風(fēng)險(xiǎn) | foreign exchange exposure |
| 外匯管制 | exchange control |
| 外匯基金票據(jù) | Exchange Fund Bill |
| 外匯基金投資有限公司 | Exchange Fund Investment Limited (EFIL) |
| 外匯基金債券 | Exchange Fund Note (EFN) |
| 外匯交易稅 | Tobin tax |
| 外匯交易同步交收 | payment vs payment (PvP) |
| 外匯期權(quán) | forex option |
| 外聘核數(shù)師 | external auditor |
| 外圍市場(chǎng) | fringe market |
| 外債 | sovereign debt |
| 外資股【內(nèi)地】 | foreign share【Mainland】 |
| 往返時(shí)延 | round-trip latency |
| 網(wǎng)間連接器 | gateway; Network Gateway |
| 網(wǎng)上交易 | online trading |
| 網(wǎng)上交易工作小組 | On-line Trading Working Group |
| 網(wǎng)上預(yù)覽資料集 | Web Proof Information Pack (WPIP) |
| 網(wǎng)頁(yè)寄存站 | web-hosting site |
| 網(wǎng)頁(yè)新訊速遞 | News Alert Service |
| 網(wǎng)站事故復(fù)原計(jì)劃 | Website Disaster Recovery Project |
| 往來賬 | current account |
| 微值交易【期權(quán)】 | cabinet trade; cabinet bid |
| 微值入價(jià) | cabinet bid |
| 維持按金【期貨】 | maintenance margin【futures】 |
| 維持前成交價(jià)但低于上一個(gè)差異價(jià) | zero-minus tick |
| 維持前成交價(jià)但高于上一個(gè)差異價(jià) | zero-plus tick |
| 違約 | default |
| 偽冒電子郵件 | phishing |
| 委派代表書 | proxy form |
| 委托存款* | designated deposit |
| 委托賬戶 | discretionary account |
| 尾盤 | at-the-close order |
| 未償還借款 | outstanding loan |
| 未償或然負(fù)債 | outstanding contingent liabilities |
| 未分派溢利/利潤(rùn) | undistributed profits |
| 未分配溢利/利潤(rùn) | unappropriated profits |
| 未繳股款股權(quán) | nil-paid rights |
| 未繳款供股權(quán) | nil-paid rights |
| 未繳足股份 | partly-paid share |
| 未能履行責(zé)任 | default |
| 未能提供意見；無法表示意見 | disclaimer of opinion |
| 未平倉(cāng)淡倉(cāng) | open short position |
| 未平倉(cāng)合約 | open contract; open position; open interest |
| 為上市公司而設(shè)的服務(wù) | Issuer Services |
| 未完成買賣盤 | outstanding order |
| 文件風(fēng)險(xiǎn) | documentation risk |
| 蚊型股 | penny stock |
| 問題證券 | defective securities |
| 無備兌期權(quán) | uncovered option |
| 無備兌認(rèn)購(gòu)期權(quán) | uncovered call |
| 無本金交割遠(yuǎn)期外匯* | non-deliverable forward contract (NDF) |
| 無償債能力 | insolvency |
| 「無超額虧蝕」規(guī)則【證監(jiān)會(huì)】 | No-Over-Loss Rules 【SFC】 |
| 無擔(dān)保賣空；無貨沽空；沒有預(yù)先借貨的賣空活動(dòng) | naked short selling |
| 無擔(dān)保賣空活動(dòng) | uncovered short selling |
| 無抵押貸款 | unsecured loan |
| 無抵押賣空活動(dòng) | naked short selling |
| 無抵押權(quán)證 | non-collateralised warrant |
| 無法表示意見；未能提供意見 | disclaimer of opinion |
| 無風(fēng)險(xiǎn)對(duì)沖 | delta hedge |
| 無風(fēng)險(xiǎn)利率 | risk-free interest rate |
| 無貨沽空；沒有預(yù)先借貨的賣空活動(dòng)；無擔(dān)保賣空 | naked short selling |
| 無價(jià)期權(quán)形式 | tails【options】 |
| 無力償債 | insolvency |
| 無憑證式附屬登記冊(cè) | uncertificated sub-register |
| 無憑證式股東 | uncertificated shareholder |
| 無人申領(lǐng)之經(jīng)紀(jì)傭金 | unclaimed brokerage |
| 無時(shí)限盤 | good-till-cancelled order (GTC) |
| 無條件現(xiàn)金收購(gòu)建議/要約 | unconditional cash offer |
| 無投票權(quán)股份 | non-voting share |
| 無投票權(quán)優(yōu)先股 | non-voting preference share |
| 無形資產(chǎn) | intangible asset |
| 無異議確認(rèn)書 | no objection confirmation |
| 無責(zé)任聲明 | disclaimer |
| 無證書合資格證券 | Uncertificated Eligible Security |
| 無紙股份 | uncertificated shares |
| 無紙化交易 | paperless trading; scripless trading |
| 無紙化證券市場(chǎng)工作小組 | Scripless Securities Market Working Group |
| 無紙證券市場(chǎng) | Uncertificated Securities Market (USM) |
| 午市 | afternoon session |
| 物業(yè)估值師 | property valuer |
| 物業(yè)增值稅 | property gains tax |
